Fundamentals of Legal Systems and Jurisprudence

Law: Definition and Purpose

  • Definition: Recognized, legitimate, and mostly codified standards binding a community.
  • Characteristics:
    • Universal: Applies to everyone in the jurisdiction.
    • Coercive: Enforceable through institutions.
    • Open: Accessible and understandable to those subject to it.
  • Functions of Law:
    • Order: Maintains public, political, social, economic, international, and moral order.
    • Conflict Resolution: Provides peaceful ways to resolve disputes.
    • Rights Protection: Secures individual and collective rights.
    • Social Engineering: Shapes behavior, advances policy, and reforms society.
    • Predictability & Certainty: Ensures people can plan and act with knowledge of consequences.
    • Education: Communicates societal values, norms, and expectations.

Theories of Law

  • Natural Law (Classic): Law is grounded in morality, often linked to divine order. Unjust laws are not valid.
  • Modern Natural Law: Morality and law derived from reason, producing universal principles across societies.
  • Legal Positivism (Classic – Austin): Law is man-made; validity comes from the sovereign, separate from morality.
  • Legal Positivism (Modern – Hart): Law exists independently of morality; distinguishes primary rules (what can/cannot do) and secondary rules (how to change or enforce laws).
  • Marxist Theory: Law maintains and enforces class structures and economic power.
  • Legal Realism: Law is what judges apply in practice; focuses on outcomes and societal impact.

Elements of a Legal System

  • Structure: Constitution, separation of powers, hierarchy of authority, government institutions.
  • Substance: Laws, regulations, statutes, common law, treaties, EU law (pre-Brexit), delegated legislation.
  • Legal Culture: Values, expectations, norms, and practices influencing law enforcement and compliance.

Model System Components

  • Central versus local government relationship.
  • Leadership and authority structures (politicians, administrators).
  • Religion (influences legal culture and moral order).
  • Geography, military, neighboring states – external factors affecting law function.

Functions of the Legal System

  • Social control.
  • Dispute settlement.
  • Conflict resolution.
  • Social maintenance and engineering.

Sources of Law

  • Legislation (Statute Law):
    • Primary: Acts of Parliament; prevail over other laws; grant statutory rights.
    • Secondary (Delegated): Created under authority granted by Parliament; efficient but with less democratic oversight.
    • Tertiary: Sub-body rules under delegated authority.
    • Soft Law: Guidance, policy, non-binding recommendations.
  • Common Law: Judicial decisions, precedent, and case law. Judges interpret, develop, and refine law.
  • International and EU Law: Treaties, regulations, and historical EU law influence domestic law.
  • Mixed Jurisdictions: Combination of civil law (codified) and common law (precedent) traditions; flexible and adaptive.

Classification of Bills (Draft Legislation)

Bills are draft legislation not yet enacted:

  • Public Bills: General application.
  • Private Bills: Affect specific entities.
  • Hybrid Bills: National projects impacting specific groups disproportionately.

Classification of Law

  • Public Law versus Private Law:
    • Public: Governs the citizen-state relationship; includes constitutional, administrative, and criminal law.
    • Private: Governs citizen-citizen relations; includes contract, tort, family, and property law.
  • Criminal Law versus Civil Law:
    • Criminal: Offenses against the state; maintains public order; focuses on punishment.
    • Civil: Disputes between private parties; focuses on compensation or remedies.
  • Substantive Law versus Procedural Law:
    • Substantive: Defines rights and duties.
    • Procedural: Defines rules on enforcing rights in court.
  • Administrative Law: Governs decisions of public officials; ensures fairness, accountability, and reason-giving.

Constitutional Principles

  • Rule of Law:
    • Everyone is subject to law, including the government.
    • Laws must be clear, fair, accessible, and non-arbitrary.
    • Fundamental rights are protected.
    • Access to justice is essential.
  • Sovereignty of Parliament: Parliament can make or repeal any law; courts cannot invalidate legislation.
  • Separation of Powers: Distinct functions for the legislature, executive, and judiciary to prevent power concentration.
  • Judicial Independence: Judges are free from political influence, ensuring impartial decisions.
  • Justice and Fairness:
    • Procedural Justice: Fairness of the process.
    • Substantive Justice: Fairness of the outcome.

Courts and Legal System Structure

  • Functions of Courts:
    • Resolve disputes.
    • Apply law.
    • Fact-finding.
    • Protect rights.
    • Shape precedent.
  • Hierarchy of Courts:
    • Lower Courts: Magistrates’ Courts (minor crimes), County Courts (civil cases <£100k), Small Claims, Family Courts.
    • Middle Courts: Crown Court (serious crimes, jury trials), High Court (King’s Bench, Chancery, Family divisions).
    • Appeals Courts: Court of Appeal (civil and criminal divisions).
    • Top Court: Supreme Court (final appellate authority, handles cases of public importance).
    • Special Courts: Tribunals (employment, immigration, tax), Privy Council (overseas appeals).
  • Juries: Decide facts in serious criminal trials; can acquit against the law.
  • Judicial Review: Courts review the legality of government action.

The Doctrine of Precedent

  • Stare Decisis: Latin for “Stand by decided cases.”
    • Vertical Binding: Lower courts must follow higher courts.
    • Horizontal Binding: Some courts can follow their own decisions; exceptions exist.
  • Binding versus Persuasive Precedent:
    • Binding: Ratio decidendi (the reason for the decision).
    • Persuasive: Obiter dicta (non-binding commentary).
  • Supreme Court Flexibility: Can depart from precedent if justified (via the Practice Statement).
  • Functions of Precedent: Ensures consistency, fairness, predictability, and gradual law development.

Judges and the Process of Lawmaking

  • Judges refine and develop law through case decisions.
  • Common law evolves organically, balancing tradition and innovation.
  • Judges are not legislators but shape law through interpretation, precedent, and responding to social change.
  • Courts must balance stability (respecting precedent) and adaptability (addressing new problems).

Law in Society and Public Order

  • Public Order: Absence of disorder; maintains public tranquility.
  • Public Order Crime: Acts that disrupt society’s functioning.
  • Political Order: Maintained through constitutions, laws, and democratic structures.
  • Social Order: Law reduces inequality and promotes fairness (e.g., equal pay, welfare).
  • Economic Order: Regulates markets, protects property and contracts, and corrects market failures.
  • International Order: Law invoked even without a sovereign (e.g., WTO, tribunals).
  • Moral Order: Law is influenced by moral and religious beliefs.
  • Other Functions: Resolving conflict, regulating relationships, educating society.

Legal System Functions: A Summary

  • Social control.
  • Dispute resolution.
  • Protection of rights and freedoms.
  • Shaping societal norms and policy.
  • Providing legal certainty and fairness.
  • Educating citizens on legal expectations.