Fundamentals of Legal Systems and Jurisprudence
Law: Definition and Purpose
- Definition: Recognized, legitimate, and mostly codified standards binding a community.
- Characteristics:
- Universal: Applies to everyone in the jurisdiction.
- Coercive: Enforceable through institutions.
- Open: Accessible and understandable to those subject to it.
- Functions of Law:
- Order: Maintains public, political, social, economic, international, and moral order.
- Conflict Resolution: Provides peaceful ways to resolve disputes.
- Rights Protection: Secures individual and collective rights.
- Social Engineering: Shapes behavior, advances policy, and reforms society.
- Predictability & Certainty: Ensures people can plan and act with knowledge of consequences.
- Education: Communicates societal values, norms, and expectations.
Theories of Law
- Natural Law (Classic): Law is grounded in morality, often linked to divine order. Unjust laws are not valid.
- Modern Natural Law: Morality and law derived from reason, producing universal principles across societies.
- Legal Positivism (Classic – Austin): Law is man-made; validity comes from the sovereign, separate from morality.
- Legal Positivism (Modern – Hart): Law exists independently of morality; distinguishes primary rules (what can/cannot do) and secondary rules (how to change or enforce laws).
- Marxist Theory: Law maintains and enforces class structures and economic power.
- Legal Realism: Law is what judges apply in practice; focuses on outcomes and societal impact.
Elements of a Legal System
- Structure: Constitution, separation of powers, hierarchy of authority, government institutions.
- Substance: Laws, regulations, statutes, common law, treaties, EU law (pre-Brexit), delegated legislation.
- Legal Culture: Values, expectations, norms, and practices influencing law enforcement and compliance.
Model System Components
- Central versus local government relationship.
- Leadership and authority structures (politicians, administrators).
- Religion (influences legal culture and moral order).
- Geography, military, neighboring states – external factors affecting law function.
Functions of the Legal System
- Social control.
- Dispute settlement.
- Conflict resolution.
- Social maintenance and engineering.
Sources of Law
- Legislation (Statute Law):
- Primary: Acts of Parliament; prevail over other laws; grant statutory rights.
- Secondary (Delegated): Created under authority granted by Parliament; efficient but with less democratic oversight.
- Tertiary: Sub-body rules under delegated authority.
- Soft Law: Guidance, policy, non-binding recommendations.
- Common Law: Judicial decisions, precedent, and case law. Judges interpret, develop, and refine law.
- International and EU Law: Treaties, regulations, and historical EU law influence domestic law.
- Mixed Jurisdictions: Combination of civil law (codified) and common law (precedent) traditions; flexible and adaptive.
Classification of Bills (Draft Legislation)
Bills are draft legislation not yet enacted:
- Public Bills: General application.
- Private Bills: Affect specific entities.
- Hybrid Bills: National projects impacting specific groups disproportionately.
Classification of Law
- Public Law versus Private Law:
- Public: Governs the citizen-state relationship; includes constitutional, administrative, and criminal law.
- Private: Governs citizen-citizen relations; includes contract, tort, family, and property law.
- Criminal Law versus Civil Law:
- Criminal: Offenses against the state; maintains public order; focuses on punishment.
- Civil: Disputes between private parties; focuses on compensation or remedies.
- Substantive Law versus Procedural Law:
- Substantive: Defines rights and duties.
- Procedural: Defines rules on enforcing rights in court.
- Administrative Law: Governs decisions of public officials; ensures fairness, accountability, and reason-giving.
Constitutional Principles
- Rule of Law:
- Everyone is subject to law, including the government.
- Laws must be clear, fair, accessible, and non-arbitrary.
- Fundamental rights are protected.
- Access to justice is essential.
- Sovereignty of Parliament: Parliament can make or repeal any law; courts cannot invalidate legislation.
- Separation of Powers: Distinct functions for the legislature, executive, and judiciary to prevent power concentration.
- Judicial Independence: Judges are free from political influence, ensuring impartial decisions.
- Justice and Fairness:
- Procedural Justice: Fairness of the process.
- Substantive Justice: Fairness of the outcome.
Courts and Legal System Structure
- Functions of Courts:
- Resolve disputes.
- Apply law.
- Fact-finding.
- Protect rights.
- Shape precedent.
- Hierarchy of Courts:
- Lower Courts: Magistrates’ Courts (minor crimes), County Courts (civil cases <£100k), Small Claims, Family Courts.
- Middle Courts: Crown Court (serious crimes, jury trials), High Court (King’s Bench, Chancery, Family divisions).
- Appeals Courts: Court of Appeal (civil and criminal divisions).
- Top Court: Supreme Court (final appellate authority, handles cases of public importance).
- Special Courts: Tribunals (employment, immigration, tax), Privy Council (overseas appeals).
- Juries: Decide facts in serious criminal trials; can acquit against the law.
- Judicial Review: Courts review the legality of government action.
The Doctrine of Precedent
- Stare Decisis: Latin for “Stand by decided cases.”
- Vertical Binding: Lower courts must follow higher courts.
- Horizontal Binding: Some courts can follow their own decisions; exceptions exist.
- Binding versus Persuasive Precedent:
- Binding: Ratio decidendi (the reason for the decision).
- Persuasive: Obiter dicta (non-binding commentary).
- Supreme Court Flexibility: Can depart from precedent if justified (via the Practice Statement).
- Functions of Precedent: Ensures consistency, fairness, predictability, and gradual law development.
Judges and the Process of Lawmaking
- Judges refine and develop law through case decisions.
- Common law evolves organically, balancing tradition and innovation.
- Judges are not legislators but shape law through interpretation, precedent, and responding to social change.
- Courts must balance stability (respecting precedent) and adaptability (addressing new problems).
Law in Society and Public Order
- Public Order: Absence of disorder; maintains public tranquility.
- Public Order Crime: Acts that disrupt society’s functioning.
- Political Order: Maintained through constitutions, laws, and democratic structures.
- Social Order: Law reduces inequality and promotes fairness (e.g., equal pay, welfare).
- Economic Order: Regulates markets, protects property and contracts, and corrects market failures.
- International Order: Law invoked even without a sovereign (e.g., WTO, tribunals).
- Moral Order: Law is influenced by moral and religious beliefs.
- Other Functions: Resolving conflict, regulating relationships, educating society.
Legal System Functions: A Summary
- Social control.
- Dispute resolution.
- Protection of rights and freedoms.
- Shaping societal norms and policy.
- Providing legal certainty and fairness.
- Educating citizens on legal expectations.